Topical News

April 2018

The 3 biggest mistakes fiduciaries make

Did the 5th District Kill the Fiduciary Rule?

The Fiduciary Rule enforcement on hold

Tips for structuring an effective plan committee – why you need to keep minutes

March 2018

5 Things Plan Sponsors Should Know Before Hiring an Advisor

Tips for structuring an effective plan committee – performance review

Those Pesky Plan Documents

February 2018

5 Things of Which Every Fiduciary Should Be Aware

Tips for structuring an effective plan committee – what should you be doing?

Target Date Funds Could Be Costing Your Plan More Than You Know

January 2018

Should a plan sponsor hire a 3(16) Plan Administrator?

Tips for structuring an effective plan committee – make up of the comittee

Fraud scheme targets 401(k) plans

October 2017

6 Dangerous Fiduciary Assumptions

5 Things People Get Wrong about ERISA Fidelity Bonds

What New Disclosure is Required During the Transition Period

March 2017

All ERISA Worlds are NOT the Same

February 2017

Monday, February 20, 2017 is President’s Day and a bank and market holiday.  Any ACH transactions or trade requests will be processed with a February 21, 2017 effective date.

January 2017

“Concepts You May Not Be Aware of As A 401(k) Plan Sponsor” – from Ary Rosenbaum, Esq.

December 2016

“What Might Un-levelize Level-fee Fiduciaries” – from NAPA site

“Take Advantage of These 6 Low Hanging Opportunities” – from National Association of Plan Advisors (NAPA)

“DC Plans Use Passive Investments for Fiduciary Ease” from Plan Sponsor.Com

“Things That Won’t Help a Retirement Plan Sponsor Limit Their Liability” – by Ary Rosenbaum, Esq.

November 2016

“Don’t Get Burned – 6 Things 401K Fiduciary Items to Closely Watch” – from 401K Specialist

September 2016

What the DOL’s Final Fiduciary Rule Means for Plan Committees by Marcia S. Wagner